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Capital One Financial Corp.

Richard D Fairbank (Chairman and CEO) sells COF shares

4COFFiled Nov 6, 2026, 4:08 PM ET· Period Nov 4, 2026

AI-generated summary

Chairman and CEO, Director Richard D Fairbank exercised options for 40,743 shares of Common Stock at an average price of $86.34, valued at $3,517,750.62, and sold 90,743 shares of Common Stock at an average price of $204.86, valued at $18,589,424.66. Following these transactions, the insider directly holds 3,968,520 shares of Common Stock. These transactions were executed under a Rule 10b5-1 trading plan adopted on May 13, 2025.

View original filing on SEC.gov (opens SEC EDGAR)

Key facts

Insider
Richard D Fairbank · Chairman and CEO, Director

Rule 10b5-1 plan

DateTransactionSharesPriceValueHeld afterOwnership
Nov 4, 2026M · exercise or conversion of a derivativeFootnotes F1+40,743$86.34$3,517,750.624,059,263Direct
Nov 4, 2026S · open-market saleFootnotes F1, F2−5,454$199.55$1,088,345.704,053,809Direct
Nov 4, 2026S · open-market saleFootnotes F1, F3−5,315$200.60$1,066,189.004,048,494Direct
Nov 4, 2026S · open-market saleFootnotes F1, F4−18,816$201.61$3,793,493.764,029,678Direct
Nov 4, 2026S · open-market saleFootnotes F1, F5−9,942$202.49$2,013,155.584,019,736Direct
Nov 4, 2026S · open-market saleFootnotes F1, F6−24,613$203.49$5,008,499.373,995,123Direct
Nov 4, 2026S · open-market saleFootnotes F1, F7−400$204.17$81,668.003,994,723Direct
Nov 4, 2026S · open-market saleFootnotes F1, F8−2,101$205.71$432,196.713,992,622Direct
Nov 4, 2026S · open-market saleFootnotes F1, F9−2,900$206.88$599,952.003,989,722Direct
Nov 4, 2026S · open-market saleFootnotes F1, F10−700$207.99$145,593.003,989,022Direct
Nov 4, 2026S · open-market saleFootnotes F1, F11−2,502$208.98$522,867.963,986,520Direct
Nov 4, 2026S · open-market saleFootnotes F1, F12−3,773$210.42$793,914.663,982,747Direct
Nov 4, 2026S · open-market saleFootnotes F1, F13−1,500$211.26$316,890.003,981,247Direct
Nov 4, 2026S · open-market saleFootnotes F1, F14−4,929$213.66$1,053,130.143,976,318Direct
Nov 4, 2026S · open-market saleFootnotes F1, F15−7,798$214.61$1,673,528.783,968,520Direct
Nov 4, 2026M · exercise or conversion of a derivativeStock Options−40,743$0.00$0.000Direct
Footnotes
  1. F1 This transaction was executed pursuant to a trading plan entered into by the reporting person on May 13, 2025, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.
  2. F2 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $198.98 to $199.97. Information regarding the number of shares sold at each price will be provided upon request.
  3. F3 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $200.00 to $200.99. Information regarding the number of shares sold at each price will be provided upon request.
  4. F4 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $201.01 to $202.00. Information regarding the number of shares sold at each price will be provided upon request.
  5. F5 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $202.02 to $203.01. Information regarding the number of shares sold at each price will be provided upon request.
  6. F6 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $203.03 to $204.00. Information regarding the number of shares sold at each price will be provided upon request.
  7. F7 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $204.07 to $204.26. Information regarding the number of shares sold at each price will be provided upon request.
  8. F8 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $205.14 to $206.07. Information regarding the number of shares sold at each price will be provided upon request.
  9. F9 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $206.33 to $207.18. Information regarding the number of shares sold at each price will be provided upon request.
  10. F10 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $207.43 to $208.21. Information regarding the number of shares sold at each price will be provided upon request.
  11. F11 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $208.73 to $209.65. Information regarding the number of shares sold at each price will be provided upon request.
  12. F12 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $209.09 to $210.87. Information regarding the number of shares sold at each price will be provided upon request.
  13. F13 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $210.96 to $211.45. Information regarding the number of shares sold at each price will be provided upon request.
  14. F14 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $213.00 to $213.99. Information regarding the number of shares sold at each price will be provided upon request.
  15. F15 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $214.02 to $214.90. Information regarding the number of shares sold at each price will be provided upon request.

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Not investment advice. Summaries can contain errors; the SEC filing is the official record.