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Capital One Financial Corp.

Capital One Financial Corp. (COF) — Form 144: Proposed sale of shares

144COFFiled Nov 4, 2026, 4:04 PM ET

AI-generated summary

Officer and Director RICHARD D FAIRBANK proposed to sell 90,743 shares of Capital One Financial Corp. common stock with an aggregate market value of $18,589,335.46 through Morgan Stanley Smith Barney LLC Executive Financial Services. The approximate sale date is November 4, 2026. The shares were acquired through exercised shares, performance shares, and stock option exercises under a trading plan adopted on May 13, 2025.

View original filing on SEC.gov (opens SEC EDGAR)

Key facts

Seller
RICHARD D FAIRBANK
Relationship
Officer, Director
Shares to sell
90,743
Market value
$18,589,335.46
Approximate sale date
Nov 4, 2026
Broker
Morgan Stanley Smith Barney LLC Executive Financial Services
Acquired (1)
Jan 27, 2022 · Exercised Shares
Acquired (2)
Mar 11, 2024 · Performance Shares
Acquired (3)
Nov 4, 2026 · Stock Option Exercise

Rule 10b5-1 plan · adopted May 13, 2025

Remarks
  1. The securities to be sold were acquired upon the vesting of performance shares during the period of 3/11/2024 through 3/10/2025

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Not investment advice. Summaries can contain errors; the SEC filing is the official record.