Capital One Financial Corp.
Richard D Fairbank (Chairman and CEO) sells COF shares
AI-generated summary
Richard D Fairbank, Chairman and CEO, Director of Capital One Financial Corp., exercised 40,743 stock options at an average price of $86.34, valued at $3,517,750.62. He also sold 90,743 shares of common stock in open-market transactions at an average price of $202.86, valued at $18,407,890.52. After these transactions, he directly holds 4,018,520 shares of common stock. These transactions were made under a Rule 10b5-1 trading plan adopted on May 13, 2025.
Key facts
- Insider
- Richard D Fairbank · Chairman and CEO, Director
Rule 10b5-1 plan
| Date | Transaction | Shares | Price | Value | Held after | Ownership |
|---|---|---|---|---|---|---|
| Oct 27, 2026 | M · exercise or conversion of a derivativeFootnotes F1, F2 | +40,743 | $86.34 | $3,517,750.62 | 4,109,263 | Direct |
| Oct 27, 2026 | S · open-market saleFootnotes F1, F3 | −46,845 | $202.32 | $9,477,680.40 | 4,062,418 | Direct |
| Oct 27, 2026 | S · open-market saleFootnotes F1, F4 | −37,025 | $203.29 | $7,526,812.25 | 4,025,393 | Direct |
| Oct 27, 2026 | S · open-market saleFootnotes F1, F5 | −6,873 | $204.19 | $1,403,397.87 | 4,018,520 | Direct |
| Oct 27, 2026 | M · exercise or conversion of a derivativeStock Options | −40,743 | $0.00 | $0.00 | 40,743 | Direct |
Footnotes
- F1 This transaction was executed pursuant to a trading plan entered into by the reporting person on May 13, 2025, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.
- F2 Includes shares acquired by the reporting person through the Company's Dividend Reinvestment Plan since the last reported transaction.
- F3 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $201.78 to $202.77. Information regarding the number of shares sold at each price will be provided upon request.
- F4 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $202.79 to $203.78. Information regarding the number of shares sold at each price will be provided upon request.
- F5 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $203.81 to $204.49. Information regarding the number of shares sold at each price will be provided upon request.
More COF filings
- 144
Filed Oct 27, 2026
- 8-K
Filed Oct 20, 2026
- 8-K
Filed Oct 20, 2026
- 4
Filed Oct 19, 2026
- 4
Filed Oct 19, 2026
- 144
Filed Oct 15, 2026
Not investment advice. Summaries can contain errors; the SEC filing is the official record.