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Capital One Financial Corp.

Capital One Financial Corp. (COF) — Form 144: Proposed sale of shares

144COFFiled Oct 27, 2026, 4:51 PM ET

AI-generated summary

Richard D Fairbank, Officer and Director of Capital One Financial Corp., filed to propose the sale of 90,743 shares of common stock with an aggregate market value of $18,407,809.46 through Morgan Stanley Smith Barney LLC Executive Financial Services. The proposed sale is associated with a trading plan adopted on May 13, 2025. The shares were acquired through stock option exercises, exercised shares, and performance shares on various dates.

View original filing on SEC.gov (opens SEC EDGAR)

Key facts

Seller
RICHARD D FAIRBANK
Relationship
Officer, Director
Shares to sell
90,743
Market value
$18,407,809.46
Approximate sale date
Oct 27, 2026
Broker
Morgan Stanley Smith Barney LLC Executive Financial Services
Acquired (1)
Oct 27, 2026 · Stock Option Exercise
Acquired (2)
Jul 27, 2021 · Exercised Shares
Acquired (3)
Mar 10, 2025 · Performance Shares

Rule 10b5-1 plan · adopted May 13, 2025

Remarks
  1. Richard Fairbank, who had beneficial ownership under Section 13 of certain shares of common stock donated to, and held by the Fairbank Foundation, donated via the Fairbank Foundation, 975 shares to Georgetown University on July 23, 2026, which were subsequently sold by Georgetown University on the date and quantity stated herein.

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Not investment advice. Summaries can contain errors; the SEC filing is the official record.