Capital One Financial Corp.
Capital One Financial Corp. (COF) — Form 144: Proposed sale of shares
AI-generated summary
Officer LIA DEAN proposed to sell 1,887 shares of Common stock with an aggregate market value of $369,587.82 through Morgan Stanley Smith Barney LLC Executive Financial Services. The sale is planned for October 15, 2026, under a trading plan adopted on May 14, 2026. The shares to be sold were acquired as performance shares on February 15, 2019 and February 15, 2023.
Key facts
- Seller
- LIA DEAN
- Relationship
- Officer
- Shares to sell
- 1,887
- Market value
- $369,587.82
- Approximate sale date
- Oct 15, 2026
- Broker
- Morgan Stanley Smith Barney LLC Executive Financial Services
- Acquired (1)
- Feb 15, 2019 · Performance Shares
- Acquired (2)
- Feb 15, 2023 · Performance Shares
Rule 10b5-1 plan · adopted May 14, 2026
More COF filings
- 144
Filed Nov 9, 2026
- 4
Filed Nov 9, 2026
- 4
Filed Nov 6, 2026
- 144
Filed Nov 6, 2026
- 144
Filed Nov 4, 2026
- IRANNOTICE
Filed Nov 3, 2026
Not investment advice. Summaries can contain errors; the SEC filing is the official record.