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Rocket Lab Corporation

Adam C. Spice (Chief Financial Officer) sells RKLB shares

4RKLBFiled Nov 3, 2026, 8:22 PM ET· Period Nov 2, 2026

AI-generated summary

Chief Financial Officer Adam C. Spice exercised options for 140,157 shares of Common Stock at an average price of $1.09, totaling $152,771.13. Adam C. Spice also sold 140,157 shares of Common Stock in open-market sales at an average price of $52.79, totaling $7,398,440.41, under a Rule 10b5-1 trading plan adopted on June 3, 2026. Following these transactions, Adam C. Spice directly held 1,155,967 shares of Common Stock.

View original filing on SEC.gov (opens SEC EDGAR)

Key facts

Insider
Adam C. Spice · Chief Financial Officer

Rule 10b5-1 plan · adopted Jun 3, 2026

DateTransactionSharesPriceValueHeld afterOwnership
Nov 2, 2026M · exercise or conversion of a derivative+140,157$1.09$152,771.131,296,124Direct
Nov 2, 2026S · open-market saleFootnotes F1, F2−47,554$51.28$2,438,588.141,248,570Direct
Nov 2, 2026S · open-market saleFootnotes F1, F3−14,266$52.26$745,595.371,234,304Direct
Nov 2, 2026S · open-market saleFootnotes F1, F4−33,681$53.29$1,794,806.601,200,623Direct
Nov 2, 2026S · open-market saleFootnotes F1, F5−37,950$54.07$2,052,062.761,162,673Direct
Nov 2, 2026S · open-market saleFootnotes F1, F6−6,706$54.78$367,387.541,155,967Direct
Nov 2, 2026M · exercise or conversion of a derivativeEmployee Stock Option (right to buy)Footnotes F7−140,157$0.00$0.002,102,354Direct
Footnotes
  1. F1 Represents the sale of shares which occurred automatically pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on June 03, 2026.
  2. F2 The price reported in Column 4 is a weighted-average price. These shares were sold in multiple transactions at prices ranging from $50.7100 to $51.7000. The Reporting Person undertakes to provide the Registrant, any securityholder of the Registrant, or the Staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
  3. F3 The price reported in Column 4 is a weighted-average price. These shares were sold in multiple transactions at prices ranging from $51.7100 to $52.7000. The Reporting Person undertakes to provide the Registrant, any securityholder of the Registrant, or the Staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
  4. F4 The price reported in Column 4 is a weighted-average price. These shares were sold in multiple transactions at prices ranging from $52.7100 to $53.7000. The Reporting Person undertakes to provide the Registrant, any securityholder of the Registrant, or the Staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
  5. F5 The price reported in Column 4 is a weighted-average price. These shares were sold in multiple transactions at prices ranging from $53.7100 to $54.7000. The Reporting Person undertakes to provide the Registrant, any securityholder of the Registrant, or the Staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
  6. F6 The price reported in Column 4 is a weighted-average price. These shares were sold in multiple transactions at prices ranging from $54.7100 to $55.0000. The Reporting Person undertakes to provide the Registrant, any securityholder of the Registrant, or the Staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
  7. F7 The stock option was granted on August 3, 2018, and had a vesting commencement date of May 25, 2018. 1/4 of the shares subject to the stock option vest on the one year anniversary of the vesting commencement date, and 1/48 of the shares subject to the stock option vest on a monthly basis each month thereafter, subject, in each case, to the reporting person's continued service relationship through each applicable vesting date.

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Not investment advice. Summaries can contain errors; the SEC filing is the official record.