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Rocket Lab Corporation

Adam C. Spice (Chief Financial Officer) sells RKLB shares

4RKLBFiled Oct 2, 2026, 5:19 PM ET· Period Oct 1, 2026

About this filing

Rocket Lab Corporation (RKLB) filed Form 4 (insider transaction) with the SEC on Oct 2, 2026. Form 4 reports a company insider’s trades in the company’s shares.

View original filing on SEC.gov (opens SEC EDGAR)

Key facts

Insider
Adam C. Spice · Chief Financial Officer

Rule 10b5-1 plan · adopted Jun 3, 2026

DateTransactionSharesPriceValueHeld afterOwnership
Oct 1, 2026M · exercise or conversion of a derivative+140,157$1.09$152,771.131,296,124Direct
Oct 1, 2026S · open-market saleFootnotes F1, F2−39,669$70.28$2,788,044.431,256,455Direct
Oct 1, 2026S · open-market saleFootnotes F1, F3−85,288$70.89$6,046,253.951,171,167Direct
Oct 1, 2026S · open-market saleFootnotes F1, F4−15,200$71.79$1,091,150.241,155,967Direct
Oct 1, 2026M · exercise or conversion of a derivativeEmployee Stock Option (right to buy)Footnotes F5−140,157$0.00$0.002,242,511Direct
Footnotes
  1. F1 Represents the sale of shares which occurred automatically pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on June 03, 2026.
  2. F2 The price reported in Column 4 is a weighted-average price. These shares were sold in multiple transactions at prices ranging from $69.5300 to $70.5200. The Reporting Person undertakes to provide the Registrant, any securityholder of the Registrant, or the Staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
  3. F3 The price reported in Column 4 is a weighted-average price. These shares were sold in multiple transactions at prices ranging from $70.5300 to $71.5200. The Reporting Person undertakes to provide the Registrant, any securityholder of the Registrant, or the Staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
  4. F4 The price reported in Column 4 is a weighted-average price. These shares were sold in multiple transactions at prices ranging from $71.5300 to $72.3900. The Reporting Person undertakes to provide the Registrant, any securityholder of the Registrant, or the Staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
  5. F5 The stock option was granted on August 3, 2018, and had a vesting commencement date of May 25, 2018. 1/4 of the shares subject to the stock option vest on the one year anniversary of the vesting commencement date, and 1/48 of the shares subject to the stock option vest on a monthly basis each month thereafter, subject, in each case, to the reporting person's continued service relationship through each applicable vesting date.

More RKLB filings

Not investment advice. Summaries can contain errors; the SEC filing is the official record.