LPL Financial Holdings Inc.
Katharine Reeping (Principal Accounting Officer) sells LPLA shares
About this filing
LPL Financial Holdings Inc. (LPLA) filed Form 4 (insider transaction) with the SEC on Sep 14, 2026. Form 4 reports a company insider’s trades in the company’s shares.
Key facts
- Insider
- Katharine Reeping · Principal Accounting Officer
| Date | Transaction | Shares | Price | Value | Held after | Ownership |
|---|---|---|---|---|---|---|
| Sep 11, 2026 | S · open-market saleFootnotes F1, F2 | −439.949 | $347.88 | $153,049.46 | 1,773.9567 | Direct |
Footnotes
- F1 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $347.72 to 347.88, inclusive. The reporting person undertakes to provide to LPL Financial Holdings Inc., any security holder of LPL Financial Holdings Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (1) to this Form 4.
- F2 Consists of (i) 473.9567 shares of Common Stock; (ii) 547 restricted stock units that vest in full on February 25, 2027; (iii) 380 restricted stock units that vest ratably on each of February 25, 2027 and February 25, 2028; and (iv) 373 restricted stock units that vest ratably on each of February 25, 2027, February 25, 2028, and February 25, 2029.
Remarks: The signatory is signing on behalf of Katharine Reeping pursuant to a Power of Attorney dated February 25, 2025.
More LPLA filings
- 10-Q
Filed Oct 29, 2026
- 8-K
Filed Oct 27, 2026
- 144
Filed Sep 11, 2026
- 4
Filed Sep 8, 2026
- 4
Filed Sep 1, 2026
- 4
Filed Sep 1, 2026
Not investment advice. Summaries can contain errors; the SEC filing is the official record.