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LPL Financial Holdings Inc.

Corey E. Thomas (Director) reports LPLA insider transactions

4LPLAFiled Sep 1, 2026, 12:18 PM ET· Period Aug 28, 2026

About this filing

LPL Financial Holdings Inc. (LPLA) filed Form 4 (insider transaction) with the SEC on Sep 1, 2026. Form 4 reports a company insider’s trades in the company’s shares.

Key facts

Insider
Corey E. Thomas · Director
DateTransactionSharesPriceValueHeld afterOwnership
Aug 28, 2026A · grantFootnotes F1+4$0.00$0.0014,912Direct
Footnotes
  1. F1 Represents stock units granted under the Issuer's 2021 Omnibus Equity Incentive Plan. Each stock unit represents the right to receive one share of common stock and is fully vested. The reporting person was previously granted stock units that were subject to a written deferral election under the Issuer's Non-Employee Director Deferred Compensation Plan (the "DDCP"), which stock units are fully vested as of the date hereof. The stock units reported hereby were credited to the reporting person's DDCP account in connection with a quarterly cash dividend that was paid on shares of common stock.

Remarks: The signatory is signing on behalf of Corey E. Thomas pursuant to a Power of Attorney dated November 25, 2024.

More LPLA filings

Not investment advice. Summaries can contain errors; the SEC filing is the official record.