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Prudential Financial, Inc.

Ann M Kappler (EVP and General Counsel) sells PRU shares

4PRUFiled Nov 10, 2026, 5:55 PM ET· Period Nov 6, 2026

AI-generated summary

EVP and General Counsel Ann M Kappler exercised 2,919 shares of Common Stock at an average price of $109.36 for a total of $319,220.91. Ann M Kappler also sold 2,797 shares of Common Stock at an average price of $120.60 for a total of $337,318.20. Following these transactions, Ann M Kappler directly holds 14,529 shares.

View original filing on SEC.gov (opens SEC EDGAR)

Key facts

Insider
Ann M Kappler · EVP and General Counsel
DateTransactionSharesPriceValueHeld afterOwnership
Nov 6, 2026M · exercise or conversion of a derivativeFootnotes F1+2,025$110.45$223,661.2516,432Direct
Nov 6, 2026S · open-market saleFootnotes F1−1,950$120.60$235,170.0014,482Direct
Nov 6, 2026M · exercise or conversion of a derivative+894$106.89$95,559.6615,376Direct
Nov 6, 2026S · open-market saleFootnotes F2−847$120.60$102,148.2014,529Direct
Nov 6, 2026M · exercise or conversion of a derivative2017 Employee Stock Option (Right to Buy)Footnotes F4−2,025$0.00$0.000Direct
Nov 6, 2026M · exercise or conversion of a derivative2018 Employee Stock Option (Right to Buy)Footnotes F5−894$0.00$0.00895Direct
Footnotes
  1. F1 Exercise of stock options expiring on February 14, 2027.
  2. F2 Following the transaction reported on this Form 4, Ann Kappler continues to hold 14,529 shares directly and 919 shares indirectly in a 401(k) account. Ann Kappler also holds an additional 7,033 vested stock options, 15,446 restricted stock units, and 68,395 target performance shares (the exact number awarded being dependent on achievement of performance goals).
  3. F3 Amount reported has been adjusted to include 10 shares of Issuer common stock acquired by the reporting person under The Prudential Employee Savings Plan between June 30, 2026, and September 30, 2026, based on a plan statement dated September 30, 2026. The acquisition of such shares was exempt from Section 16 pursuant to Rules 16b-3(c) and 16a-3(f)(1)(i)(B).
  4. F4 The options vested in three equal annual installments beginning on February 14, 2018
  5. F5 The options vested in three equal annual installments beginning on February 13, 2019.

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Not investment advice. Summaries can contain errors; the SEC filing is the official record.