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Prudential Financial, Inc.

Andrew F Sullivan (Chief Executive Officer) sells PRU shares

4PRUFiled Nov 10, 2026, 5:49 PM ET· Period Nov 6, 2026

AI-generated summary

Chief Executive Officer, Director, Chairman of the Board Andrew F Sullivan exercised 3,705 derivative shares for $405,641.49 and sold 3,544 shares at an average price of $121.32 for a total of $429,958.08. Following these transactions, the insider directly held 50,377 shares of common stock.

View original filing on SEC.gov (opens SEC EDGAR)

Key facts

Insider
Andrew F Sullivan · Chief Executive Officer, Director
DateTransactionSharesPriceValueHeld afterOwnership
Nov 6, 2026M · exercise or conversion of a derivativeFootnotes F1+2,577$110.45$284,629.6552,793Direct
Nov 6, 2026S · open-market saleFootnotes F1−2,476$121.32$300,388.3250,317Direct
Nov 6, 2026M · exercise or conversion of a derivativeFootnotes F2+1,128$107.28$121,011.8451,445Direct
Nov 6, 2026S · open-market saleFootnotes F2, F3−1,068$121.32$129,569.7650,377Direct
Nov 6, 2026M · exercise or conversion of a derivative2017 Employee Stock Option (Right to Buy)Footnotes F5−2,577$0.00$0.000Direct
Nov 6, 2026M · exercise or conversion of a derivative10/2/17 Employee Stock Option (Right to Buy)Footnotes F6−1,128$0.00$0.000Direct
Footnotes
  1. F1 Mr. Sullivan exercised the stock options scheduled to expire next year on February 14, 2027 and sold a portion of the shares acquired upon exercise to cover the exercise price and applicable tax-withholding obligations. The remaining shares acquired upon exercise were retained.
  2. F2 Mr. Sullivan exercised the stock options scheduled to expire next year on October 2, 2027 and sold a portion of the shares acquired upon exercise to cover the exercise price and applicable tax-withholding obligations. The remaining shares acquired upon exercise were retained.
  3. F3 Following the transaction reported on this Form 4, Mr. Sullivan continues to hold 50,377 shares directly and 474 shares indirectly in a 401(k) account. Mr. Sullivan also holds an additional 3,251 vested stock options, 43,685 restricted stock units, 12,559 deferred compensation shares, and 165,958 target performance shares (the exact number awarded being dependent on achievement of performance goals).
  4. F4 Amount reported has been adjusted to include 18 shares of Issuer common stock acquired by the reporting person under The Prudential Employee Savings Plan between December 31, 2025, and September 30, 2026, based on a plan statement dated September 30, 2026. The acquisition of such shares was exempt from Section 16 pursuant to Rules 16b-3(c) and 16a-3(f)(1)(i)(B).
  5. F5 The options vested in three equal annual installments beginning on February 14, 2018.
  6. F6 The options vested in three equal annual installments beginning on October 2, 2018.

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Not investment advice. Summaries can contain errors; the SEC filing is the official record.