Nauticus Robotics Inc.
RCB EQUITIES 1, LLC (10% owner) reports KITT insider transactions
About this filing
Nauticus Robotics Inc. (KITT) filed Form 4 (insider transaction) with the SEC on Oct 1, 2026. Form 4 reports a company insider’s trades in the company’s shares.
Key facts
- Insider 1
- RCB EQUITIES 1, LLC · 10% owner
- Insider 2
- Brian Isaac Dror · MANAGER OF REPORTING OWNER
| Date | Transaction | Shares | Price | Value | Held after | Ownership |
|---|---|---|---|---|---|---|
| Sep 30, 2026 | C · conversionFootnotes F3, F4 | +168,011 | $1.49 | $250,000.37 | 293,091 | Direct |
| Sep 30, 2026 | C · conversionSENIOR SECURED TERM LOAN (09/23/2023, AS AMENDED)Footnotes F1, F2, F5 | — | $1.49 | — | — | Direct |
Footnotes
- F1 Immediately upon notice
- F2 None
- F3 On September 30, 2026, RCB Equities #1, LLC converted $250,000 of the outstanding principal under the Senior Secured Term Loan Agreement dated September 18, 2023 (as amended by the Sixth Amendment dated September 30, 2026) into 168,011 shares of Common Stock at a conversion price of $1.488 per share. The conversion price of $1.488 per share was available for conversion notices delivered from September 30, 2026, through and including October 2, 2026. Prior to this conversion, RCB Equities #1, LLC beneficially owned approximately 125,080 shares of Common Stock.
- F4 On September 24, 2026, Issuer effected a 1 for 6 reverse stock split. Prior to the reverse stock split, RCB Equities #1, LLC beneficially owned approximately 750,843 shares of Common Stock.
- F5 Following the September 30, 2026 conversion of $250,000 of the Senior Secured Term Loan, the remaining outstanding balance of the term loan is subject to confirmation from the loan records.
More KITT filings
- 8-K
Filed Oct 1, 2026
- 8-K
Filed Oct 1, 2026
- 8-K
Filed Oct 1, 2026
- 8-K
Filed Sep 29, 2026
- 8-K
Filed Sep 25, 2026
- 8-K
Filed Sep 23, 2026
Not investment advice. Summaries can contain errors; the SEC filing is the official record.