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The Charles Schwab Corporation

Neesha Hathi (MD, Head Wealth Adv, Bnk, Tst) sells SCHW shares

4SCHWFiled Nov 3, 2026, 5:29 PM ET· Period Nov 2, 2026

AI-generated summary

MD, Head Wealth Adv, Bnk, Tst Neesha Hathi exercised 5,000 options for 5,000 shares at an average price of $64.10 for a value of $320,500. Neesha Hathi then sold 5,000 shares at an average price of $88.92 for a value of $444,618. Following these transactions, Neesha Hathi indirectly held 5,770 shares by Trust. The sale was made under a Rule 10b5-1 trading plan adopted on May 29, 2026.

View original filing on SEC.gov (opens SEC EDGAR)

Key facts

Insider
Neesha Hathi · MD, Head Wealth Adv, Bnk, Tst

Rule 10b5-1 plan · adopted May 29, 2026

DateTransactionSharesPriceValueHeld afterOwnership
Nov 2, 2026M · exercise or conversion of a derivativeFootnotes F1+5,000$64.10$320,500.000Direct
Nov 2, 2026S · open-market saleFootnotes F2, F3, F1−5,000$88.92$444,618.005,770Indirect (by Trust)
Nov 2, 2026M · exercise or conversion of a derivativeNonqualified Stock Option (right to buy)Footnotes F4−5,000$0.00$0.0068,246Direct
Footnotes
  1. F1 Reflects the contribution of the shares received upon exercise of the option to a trust.
  2. F2 The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 29, 2026.
  3. F3 This transaction was executed in multiple trades at prices ranging from $88.49 to $89.24. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was affected.
  4. F4 The option was granted under the company's 2013 Stock Incentive Plan and vested in four equal annual installments beginning on the first anniversary of the grant date.

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Not investment advice. Summaries can contain errors; the SEC filing is the official record.