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Roivant Sciences Ltd.

Richard Pulik (CFO) sells ROIV shares

4ROIVFiled Nov 12, 2026, 7:01 PM ET· Period Nov 10, 2026

AI-generated summary

CFO Richard Pulik exercised options for 252,365 Common Shares at an average price of $3.85, worth $971,605.25. They also sold 300,000 Common Shares at an average price of $41.58, worth $12,473,271.90. After these transactions, Richard Pulik directly held 222,046 Common Shares.

Key facts

Insider
Richard Pulik · CFO
DateTransactionSharesPriceValueHeld afterOwnership
Nov 10, 2026M · exercise or conversion of a derivative+125,000$3.85$481,250.00394,681Direct
Nov 10, 2026S · open-market saleFootnotes F1−125,000$41.20$5,150,000.00269,681Direct
Nov 11, 2026M · exercise or conversion of a derivative+127,365$3.85$490,355.25397,046Direct
Nov 11, 2026S · open-market saleFootnotes F2−45,195$41.47$1,874,236.65351,851Direct
Nov 11, 2026S · open-market saleFootnotes F3−82,170$42.03$3,453,605.10269,681Direct
Nov 11, 2026S · open-market saleFootnotes F4−47,635$41.89$1,995,430.15222,046Direct
Nov 10, 2026M · exercise or conversion of a derivativeStock Option (Right to Buy)Footnotes F5−125,000$0.00$0.00615,000Direct
Nov 11, 2026M · exercise or conversion of a derivativeStock Option (Right to Buy)Footnotes F5−127,365$0.00$0.00487,635Direct
Footnotes
  1. F1 The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $41.16 to $41.35, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of Common Shares sold at each separate price within the range.
  2. F2 The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $40.88 to $41.83, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of Common Shares sold at each separate price within the range.
  3. F3 The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $41.94 to $42.14, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of Common Shares sold at each separate price within the range.
  4. F4 The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $41.79 to $42.14, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of Common Shares sold at each separate price within the range.
  5. F5 Reflects an award of stock options to purchase Common Shares that is fully vested.

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Not investment advice. Summaries can contain errors; the SEC filing is the official record.