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Northern Trust Corporation

Susan Cohen Levy (EVP and General Counsel) sells NTRS shares

4NTRSFiled Oct 27, 2026, 5:03 PM ET· Period Oct 23, 2026

AI-generated summary

Susan Cohen Levy, EVP and General Counsel, exercised options for 20,906 shares of Common Stock for $1,840,982.36 and sold 20,906 shares of Common Stock for $3,517,461.78. Susan Cohen Levy directly held 59,378 shares of Common Stock after the reported transactions.

View original filing on SEC.gov (opens SEC EDGAR)

Key facts

Insider
Susan Cohen Levy · EVP and General Counsel
DateTransactionSharesPriceValueHeld afterOwnership
Oct 23, 2026M · exercise or conversion of a derivativeFootnotes F1+16,984$88.06$1,495,611.0476,362Direct
Oct 23, 2026S · open-market saleFootnotes F2, F1−16,984$168.15$2,855,859.6059,378Direct
Oct 26, 2026M · exercise or conversion of a derivativeFootnotes F1+3,922$88.06$345,371.3263,300Direct
Oct 26, 2026S · open-market saleFootnotes F1−3,922$168.69$661,602.1859,378Direct
Oct 23, 2026M · exercise or conversion of a derivativeEmployee Stock Option (right-to-buy)Footnotes F4−16,984$0.00$0.003,922Direct
Oct 26, 2026M · exercise or conversion of a derivativeEmployee Stock Option (right-to-buy)Footnotes F4−3,922$0.00$0.000Direct
Footnotes
  1. F1 Includes 13,916 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.
  2. F2 Price reflects the weighted average sales price from $168.00 to $168.45. Information regarding the number of shares sold at each separate price will be provided by the reporting person upon request.
  3. F3 The reporting person's spouse is trustee of this trust.
  4. F4 This option becomes exercisable in four equal annual installments beginning 2/21/2018.

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Not investment advice. Summaries can contain errors; the SEC filing is the official record.