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Intercontinental Exchange, Inc.

Andrew J Surdykowski (General Counsel) sells ICE shares

4ICEFiled Nov 12, 2026, 4:30 PM ET· Period Nov 10, 2026

AI-generated summary

General Counsel Andrew J Surdykowski exercised 2,064 option shares for $118,287.84 at an average price of $57.31, and sold 4,575 shares for $800,850.82 at an average price of $175.05. After these transactions, the insider directly held 40,554 shares. The transactions were made under a Rule 10b5-1 trading plan adopted on November 25, 2025.

View original filing on SEC.gov (opens SEC EDGAR)

Key facts

Insider
Andrew J Surdykowski · General Counsel

Rule 10b5-1 plan

DateTransactionSharesPriceValueHeld afterOwnership
Nov 10, 2026M · exercise or conversion of a derivativeFootnotes F1+2,064$57.31$118,287.8445,129Direct
Nov 10, 2026S · open-market saleFootnotes F1, F2−2,018$174.04$351,216.9643,111Direct
Nov 10, 2026S · open-market saleFootnotes F1, F3−2,000$175.74$351,482.0041,111Direct
Nov 10, 2026S · open-market saleFootnotes F1, F4, F5, F6, F7−557$176.22$98,151.8740,554Direct
Nov 10, 2026M · exercise or conversion of a derivativeEmployee Stock Option (right to buy) HoldingFootnotes F8−2,064$0.00$0.000Direct
Footnotes
  1. F1 This transaction was effected pursuant to a Rule 10b5-1 trading plan which was approved and became effective as of November 25, 2025.
  2. F2 The price range for the aggregate amount sold by the direct holder is $173.87 - $174.81. The Issuer will upon request by the Staff of the U.S. Securities and Exchange Commission or a security holder of the Issuer provide the full information regarding the number of shares sold at each separate price.
  3. F3 The price range for the aggregate amount sold by the direct holder is $175.14 - $176.05. The Issuer will upon request by the Staff of the U.S. Securities and Exchange Commission or a security holder of the Issuer provide the full information regarding the number of shares sold at each separate price.
  4. F4 The price range for the aggregate amount sold by the direct holder is $176.18 - $176.24. The Issuer will upon request by the Staff of the U.S. Securities and Exchange Commission or a security holder of the Issuer provide the full information regarding the number of shares sold at each separate price.
  5. F5 The common stock number referred in Table I is an aggregate number and represents 33,380 shares of common stock and 5,734 unvested restricted stock units ("RSUs"), and 1,440 performance based restricted stock units ("PSUs"), for which the performance period has been satisfied. The RSUs and PSUs vest over a three-year period, in which 33.33% of the units vest each year.
  6. F6 The satisfaction of the 2024, 2025 and 2026 TSR PSUs and the corresponding number of shares to be issued pursuant to these awards, will not be determined until February 2027, February 2028 and February 2029, respectively, and will be reported at the time of vesting. The satisfaction of the 2024, 2025 and 2026 three-year earnings before interest, taxes, depreciation, and amortization ("EBITDA") PSUs and the corresponding number of shares to be issued pursuant to these awards, will not be determined until February 2027, February 2028 and February 2029, respectively, and will be reported at the time of vesting.
  7. F7 The satisfaction of the performance based restricted stock units granted as Deal Incentive Awards and the corresponding number of shares to be issued pursuant to these awards, will not be determined until December 2026, December 2027 and December 2028 and will be subject to additional time-based vesting conditions and, if applicable, a subsequent one-year holding period.
  8. F8 These options are fully vested.

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Not investment advice. Summaries can contain errors; the SEC filing is the official record.