Skip to content
Wenlo
Sign in
← Markets

Caterpillar Inc.

Jason Kaiser (Group President) reports CAT insider transactions

4CATFiled Oct 27, 2026, 3:26 PM ET· Period Oct 26, 2026

AI-generated summary

Group President Jason Kaiser acquired 13 Phantom Stock Units as a grant on October 26, 2026. After this transaction, the reporting person directly held 5,542 Phantom Stock Units.

View original filing on SEC.gov (opens SEC EDGAR)

Key facts

Insider
Jason Kaiser · Group President
DateTransactionSharesPriceValueHeld afterOwnership
Oct 26, 2026A · grantPhantom Stock UnitsFootnotes F1, F2, F3, F4+13$692.13$8,997.695,542Direct
Footnotes
  1. F1 Each phantom stock unit under the company's non-qualified deferred compensation plan as reported is generally the economic equivalent of one share of Caterpillar Inc. common stock.
  2. F2 This total includes 7 shares that were credited to the reporting person's account under the Supplemental Deferred Compensation Plan ("the Plan") at a price per share of $692.13 and 6 shares that were contributed to the reporting person's account pursuant to the terms of the Plan for no consideration.
  3. F3 The phantom stock units are to be settled for 100% in cash upon the reporting person's retirement or separation from service.
  4. F4 Includes adjustments for dividends accrued. Moreover, phantom stock units represent interests in an unfunded unitized company stock fund comprised of stock and cash, and therefore the number of phantom stock units the reporting person is deemed to own may change between any given dates due to differences in the percentages of cash and stock in the unitized fund on those dates.

More CAT filings

Not investment advice. Summaries can contain errors; the SEC filing is the official record.